About Us

Due to our continued growth, we are seeking a talented Compliance Assistant to support our Senior Compliance Manager in ensuring regulatory compliance and maintaining a robust risk management framework. This role offers a fantastic opportunity to contribute to our company’s success and gain valuable experience in the financial services industry.

Key Responsibilities:

  • Assist in the development, implementation, and maintenance of compliance policies, procedures, and controls.
  • Conduct regular reviews of existing policies and procedures to ensure compliance with regulatory requirements.
  • Provide support in monitoring and reporting on compliance activities.
  • Assist in the preparation of regulatory filings and submissions.
  • Assist in the management of compliance risks and issues.
  • Provide support to the underwriting team on compliance matters.
  • Assist in the training and development of staff on compliance issues.
  • Support ad-hoc projects as required.

Conducts checks on our developers conforming to our consumer code.
Requirements:

  • A strong understanding of regulatory requirements, particularly those related to the FCA.
  • Experience in a compliance or risk management role within the financial services industry.
  • Excellent attention to detail and analytical skills.
  • Strong organizational and time management skills.
  • Excellent written and verbal communication skills.
  • Ability to work independently and as part of a team.
  • Proficient in Microsoft Office Suite.
  • CII General Insurance qualifications preferred but not essential.
  • Minimum grade ‘C’ GCSE for Maths and English preferred.

Benefits:

  • Competitive salary and benefits package.
  • Opportunities for professional development and career progression.
  • Supportive and collaborative work environment.
  • On-site parking.

How to apply:
Email your CV to info@architectscertificate.co.uk. Any information submitted is strictly confidential.

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